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	<title>UTAH SECURITIES FRAUD</title>
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	<description>A discussion of investment scams and how they affect people in Utah</description>
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		<title>UTAH SECURITIES FRAUD</title>
		<link>http://utahsecuritiesfraud.com</link>
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		<title>ADVICE ON NOT GIVING INVESTMENT ADVICE</title>
		<link>http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/</link>
		<comments>http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/#comments</comments>
		<pubDate>Mon, 07 May 2012 17:48:50 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Utah Division of Securities]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=684</guid>
		<description><![CDATA[This article is published with permission from the authors, Jason D. Rogers and Brad R. Jacobsen of the Vantus law Group.    Many people would believe that investment advisers are only those that give opinions on which stocks, bonds or mutual funds to buy.  However, under applicable securities laws “investment adviser” is much more broadly defined [...]<img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=684&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
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		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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			<media:title type="html">RIA logo</media:title>
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		<title>FORBES: You Should Avoid Church and Rotary In Retirement Planning</title>
		<link>http://utahsecuritiesfraud.com/2012/05/07/forbes-you-should-avoid-church-and-rotary-in-retirement-planning/</link>
		<comments>http://utahsecuritiesfraud.com/2012/05/07/forbes-you-should-avoid-church-and-rotary-in-retirement-planning/#comments</comments>
		<pubDate>Mon, 07 May 2012 17:35:16 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[LDS Church]]></category>
		<category><![CDATA[Ponzi Schemes]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[Seniors]]></category>
		<category><![CDATA[Utah Fraud Issues]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=677</guid>
		<description><![CDATA[This article appeared in Forbes Magazine this month: Avoid Church and Rotary In Retirement Robert Laura, Contributor As shocking as this may sound, when it comes to planning and investing your retirement savings, religious and civic organizations are quickly becoming places to avoid.  In the not-so-distant past, you could rely on the fellow who lead the [...]<img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=677&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
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			<media:title type="html">mpugsley</media:title>
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			<media:title type="html">MITTERFIRMIANSREUT, GERMANY - JANUARY 14:  Vis...</media:title>
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		<title>No, You Can&#8217;t Even Trust The Mayor!</title>
		<link>http://utahsecuritiesfraud.com/2012/05/03/no-you-cant-even-trust-the-mayor-eric-richardson/</link>
		<comments>http://utahsecuritiesfraud.com/2012/05/03/no-you-cant-even-trust-the-mayor-eric-richardson/#comments</comments>
		<pubDate>Thu, 03 May 2012 17:00:14 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[Utah Fraud Issues]]></category>
		<category><![CDATA[cedar hills]]></category>
		<category><![CDATA[christopher hales]]></category>
		<category><![CDATA[eric richardson]]></category>
		<category><![CDATA[Fraud]]></category>
		<category><![CDATA[utah county]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=279</guid>
		<description><![CDATA[UPDATE:  This week the U.S. Commodities Futures Trading Commission sued Christopher D. Hales, Eric A. Richardson and Bentley Equities LLC in Federal Court here in Utah.  A copy of the complaint can be found here. According to the CFTC’s complaint, Bentley, Hales, and Richardson misrepresented to customers that they actively managed more than $1 million [...]<img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=279&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
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			<media:title type="html">mpugsley</media:title>
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		<title>State of Fraud</title>
		<link>http://utahsecuritiesfraud.com/2012/04/06/state-of-frau/</link>
		<comments>http://utahsecuritiesfraud.com/2012/04/06/state-of-frau/#comments</comments>
		<pubDate>Fri, 06 Apr 2012 21:52:10 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[LDS Church]]></category>
		<category><![CDATA[Ponzi Schemes]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[Utah Division of Securities]]></category>
		<category><![CDATA[Utah Fraud Issues]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=668</guid>
		<description><![CDATA[This is a repost of a good article that appeared in this month&#8217;s edition of Utah Business.  It looks into why Utah has so much securities fraud and echos many of the same conclusions discussed elsewhere in this blog. State of Fraud Why is Utah Rife with Fraudulent Investment Schemes? by Gaylen Webb It’s been [...]<img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=668&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
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		<slash:comments>1</slash:comments>
	
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		<title>The SEC Issues an Alert on Social Media and Investing</title>
		<link>http://utahsecuritiesfraud.com/2012/03/30/the-sec-issues-an-alert-on-social-media-and-investing/</link>
		<comments>http://utahsecuritiesfraud.com/2012/03/30/the-sec-issues-an-alert-on-social-media-and-investing/#comments</comments>
		<pubDate>Sat, 31 Mar 2012 04:40:13 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[SEC Compliance]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[Utah Fraud Issues]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=663</guid>
		<description><![CDATA[The SEC recently issued this Investor Alert warning all of us who use the Internet to be wary of people who contact you online to try to lure you into a scam.  This is a reprint of the alert: Investor Alert: Social Media and Investing &#8211; Avoiding Fraud The SEC’s Office of Investor Education and Advocacy [...]<img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=663&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
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		<slash:comments>0</slash:comments>
	
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