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	<title>UTAH SECURITIES FRAUD</title>
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	<link>http://utahsecuritiesfraud.com</link>
	<description>A discussion of investment scams and how they affect people in Utah</description>
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		<title>UTAH SECURITIES FRAUD</title>
		<link>http://utahsecuritiesfraud.com</link>
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		<item>
		<title>The SEC&#8217;s New Investor Bulletin on Affinity Fraud</title>
		<link>http://utahsecuritiesfraud.com/2012/10/01/the-secs-new-investor-bulletin-on-affinity-fraud/</link>
		<comments>http://utahsecuritiesfraud.com/2012/10/01/the-secs-new-investor-bulletin-on-affinity-fraud/#comments</comments>
		<pubDate>Mon, 01 Oct 2012 21:02:27 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[Ponzi Schemes]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[Seniors]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=723</guid>
		<description><![CDATA[Last week the SEC’s Office of Investor Education and Advocacy issued a new Investor Alert to help educate investors about affinity fraud, a type of investment scam that preys upon members of identifiable groups, such as religious or ethnic communities &#8230; <a href="http://utahsecuritiesfraud.com/2012/10/01/the-secs-new-investor-bulletin-on-affinity-fraud/">Continue reading <span class="meta-nav">&#8594;</span></a><img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=723&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
		<wfw:commentRss>http://utahsecuritiesfraud.com/2012/10/01/the-secs-new-investor-bulletin-on-affinity-fraud/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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		<title>Where money meets faith, bring skepticism</title>
		<link>http://utahsecuritiesfraud.com/2012/08/20/where-money-meets-faith-bring-skepticism/</link>
		<comments>http://utahsecuritiesfraud.com/2012/08/20/where-money-meets-faith-bring-skepticism/#comments</comments>
		<pubDate>Tue, 21 Aug 2012 02:41:18 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[Seniors]]></category>
		<category><![CDATA[Dr. Shine]]></category>
		<category><![CDATA[Robert Freeman]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=716</guid>
		<description><![CDATA[This is a repost of a good article on affinity fraud by Michelle Singletary that appeared in the Washington Post this week: Where money meets faith, bring skepticism Robert “Dr. Shine” Freeman, a Maryland minister, took the command “let us pray” and &#8230; <a href="http://utahsecuritiesfraud.com/2012/08/20/where-money-meets-faith-bring-skepticism/">Continue reading <span class="meta-nav">&#8594;</span></a><img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=716&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
		<wfw:commentRss>http://utahsecuritiesfraud.com/2012/08/20/where-money-meets-faith-bring-skepticism/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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			<media:title type="html">DrShine</media:title>
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		<item>
		<title>Why FINRA&#8217;s New Rules on &#8220;Suitability&#8221; Are Important for Investors</title>
		<link>http://utahsecuritiesfraud.com/2012/07/18/why-finras-new-rules-on-suitability-are-important-for-investors/</link>
		<comments>http://utahsecuritiesfraud.com/2012/07/18/why-finras-new-rules-on-suitability-are-important-for-investors/#comments</comments>
		<pubDate>Wed, 18 Jul 2012 21:45:28 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Brokerage Firms]]></category>
		<category><![CDATA[Private Placements]]></category>
		<category><![CDATA[SEC Compliance]]></category>
		<category><![CDATA[Securities Fraud]]></category>
		<category><![CDATA[fiduciary duty]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[suitability]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=706</guid>
		<description><![CDATA[FINRA, the regulatory organization that governs broker-dealers, has now implemented a major overhaul of its suitability rules that could have a big impact on investors who feel that they were misled by their stock broker. The new rules went into &#8230; <a href="http://utahsecuritiesfraud.com/2012/07/18/why-finras-new-rules-on-suitability-are-important-for-investors/">Continue reading <span class="meta-nav">&#8594;</span></a><img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=706&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
		<wfw:commentRss>http://utahsecuritiesfraud.com/2012/07/18/why-finras-new-rules-on-suitability-are-important-for-investors/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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		<title>No, You Can&#8217;t Even Trust The Mayor!</title>
		<link>http://utahsecuritiesfraud.com/2012/06/28/no-you-cant-even-trust-the-mayor-eric-richardson/</link>
		<comments>http://utahsecuritiesfraud.com/2012/06/28/no-you-cant-even-trust-the-mayor-eric-richardson/#comments</comments>
		<pubDate>Thu, 28 Jun 2012 17:00:14 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Affinity Fraud]]></category>
		<category><![CDATA[Utah Fraud Issues]]></category>
		<category><![CDATA[cedar hills]]></category>
		<category><![CDATA[christopher hales]]></category>
		<category><![CDATA[eric richardson]]></category>
		<category><![CDATA[Fraud]]></category>
		<category><![CDATA[utah county]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=279</guid>
		<description><![CDATA[UPDATE #2:  This guys has been busy!  Three days after resigning as mayor of Cedar Hills (finally) Eric Richardson was charged in federal court with bank fraud in connection with an alleged equity skimming scheme.  Richardson signed a blank loan application in &#8230; <a href="http://utahsecuritiesfraud.com/2012/06/28/no-you-cant-even-trust-the-mayor-eric-richardson/">Continue reading <span class="meta-nav">&#8594;</span></a><img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=279&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
		<wfw:commentRss>http://utahsecuritiesfraud.com/2012/06/28/no-you-cant-even-trust-the-mayor-eric-richardson/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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			<media:title type="html">Mayor Eric Richardson</media:title>
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		<item>
		<title>ADVICE ON NOT GIVING INVESTMENT ADVICE</title>
		<link>http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/</link>
		<comments>http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/#comments</comments>
		<pubDate>Mon, 07 May 2012 17:48:50 +0000</pubDate>
		<dc:creator>Mark Pugsley</dc:creator>
				<category><![CDATA[Utah Division of Securities]]></category>

		<guid isPermaLink="false">http://utahsecuritiesfraud.com/?p=684</guid>
		<description><![CDATA[This article is published with permission from the authors, Jason D. Rogers and Brad R. Jacobsen of the Vantus law Group.    Many people would believe that investment advisers are only those that give opinions on which stocks, bonds or mutual &#8230; <a href="http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/">Continue reading <span class="meta-nav">&#8594;</span></a><img alt="" border="0" src="http://stats.wordpress.com/b.gif?host=utahsecuritiesfraud.com&#038;blog=13342493&#038;post=684&#038;subd=utahsecuritiesfraud&#038;ref=&#038;feed=1" width="1" height="1" />]]></description>
		<wfw:commentRss>http://utahsecuritiesfraud.com/2012/05/07/advice-on-not-giving-investment-advice/feed/</wfw:commentRss>
		<slash:comments>1</slash:comments>
	
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			<media:title type="html">mpugsley</media:title>
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